www.osc.ca

• equiv: origin-trial content: A7vZI3v+Gz7JfuRolKNM4Aff6zaGuT7X0mf3wtoZTnKv6497cVMnhy03KDqX7kBz/q/iidW7srW31oQbBt4VhgoAAACUeyJvcmlnaW4iOiJodHRwczovL3d3dy5nb29nbGUuY29tOjQ0MyIsImZlYXR1cmUiOiJEaXNhYmxlVGhpcmRQYXJ0eVN0b3JhZ2VQYXJ0aXRpb25pbmczIiwiZXhwaXJ5IjoxNzU3OTgwODAwLCJpc1N1YmRvbWFpbiI6dHJ1ZSwiaXNUaGlyZFBhcnR5Ijp0cnVlfQ==
• charset: utf-8
• name: description content: The Ontario Securities Commission is an independent Crown agency that regulates Ontario’s capital markets by making rules that have the force of law and by adopting policies that influence the behaviour of capital markets participants.
• name: Generator content: Drupal 10 (https://www.drupal.org)
• name: MobileOptimized content: width
• name: HandheldFriendly content: true
• name: viewport content: width=device-width, initial-scale=1.0

• Skip to content
• OSC Dialogue 2026: Competitive edge
• http://www.osc.ca/en
• OSC Guide
• eFilings
• Français
• Search
• Industry
• Registration and compliance
• Getting registered
• Ongoing requirements
• Changes to registration
• Opportunity to be heard and Director’s decisions
• Applying for relief
• Registrant Outreach program
• Registrant search
• Registration forms and documents
• Working with older and vulnerable clients
• Crypto businesses
• Market regulation
• Self-regulatory organizations (SRO)
• Marketplaces
• Clearing agencies and clearing houses
• Investor protection funds
• Information processors
• Trade repositories
• Market structure initiatives
• Innovation at the OSC
• Derivatives
• Data reporting requirements for derivatives in Ontario and trade repository designation
• Legal entity identifiers
• CORRA/Term CORRA-based OTC derivatives trend analysis
• List of foreign derivatives firms exempt under sections 39 or 46 of NI 93-101
• Companies
• Selling securities in Ontario
• Continuous disclosure
• Resources for companies
• Industry-specific disclosure requirements
• Insider reporting
• Bankruptcy, restructuring and receivership proceedings
• Mergers and acquisitions
• Filing guidance
• Information on IFRS
• Issuer-related instruments, policies and notices
• Reporting issuer and issuer forms
• Applying for discretionary relief
• Designated benchmarks and benchmark administrators
• Artificial intelligence (AI)
• Investment funds
• Types of investment funds
• Prospectus offerings for investment funds in Ontario
• Operating an investment fund in Ontario
• Ongoing disclosure requirements for investment funds in Ontario
• Marketing and sales of investment funds
• Investment Management Brief
• Investment fund survey
• Long-Term Asset Fund Project
• SEDAR+
• Securities law
• Legislation
• Legislative reviews
• Blanket orders
• Instruments, rules and policies
• 1 - Procedure and Related Matters
• 2 - Certain Capital Market Participants
• 3 - Registration Requirements and Related Matters
• 4 - Distribution Requirements
• 5 - Ongoing Requirements for Issuers and Insiders
• 6 - Take-Over Bids and Special Transactions
• 7 - Securities Transactions Outside the Jurisdiction
• 8 - Investment Funds
• 9 - Derivatives
• Documents not numbered
• Securities rule-making in Ontario
• Delegation orders
• Proposed instruments, rules and policies
• OSC Bulletin
• Orders, rulings and decisions
• Tribunal
• Investors
• Investor protection
• The OBSI Joint Regulators Committee
• Check before you invest
• Investor resources
• OSC in the Community
• Investor research and reports
• Investor Advisory Panel
• Members of the Investor Advisory Panel
• Investor Advisory Panel meeting agendas
• Investor Advisory Panel notices and information
• Submissions by the Investor Advisory Panel
• Investor warnings and alerts
• Enforcement
• Court proceedings
• OSC Whistleblower Program
• Award eligibility and process
• Whistleblower protections
• Submit a whistleblower report
• Update on the OSC Whistleblower Program 2016 to 2022
• Sanctions
• Allocation and use of funds from sanctions and settlements
• Individuals or companies with unpaid OSC sanctions
• Returning funds to harmed investors
• Investigation resources
• Cease trade and freeze orders
• Automatically reciprocated orders and settlement agreements
• Mediation program
• OSC QuadrigaCX report
• QuadrigaCX investigative report
• News & events
• News releases
• Connect with us
• Events
• Speeches and interviews
• OSC Dialogue
• Subscribe
• Reports and publications
• Action Plan for Truth and Reconciliation
• COVID-19 updates
• Media resources
• About us
• Role of the OSC
• Our structure
• OSC Strategic Plan
• OSC organization and leadership
• Advisory committees
• Careers at the OSC
• Working at the OSC
• Student employment opportunities
• Applying for a job with the OSC
• Governance
• Board Directors
• Board committees
• Contact us
• Accessing OSC records
• Accountability
• OSC Annual Report
• OSC Statement of Priorities
• OSC Business Plan
• OSC Service Commitment
• Expense disclosure
• Open Data
• Open Data feedback form
• Domestic and international engagement
• Domestic engagement
• International engagement
• Visits from foreign delegations
• OSC, AMF and CIRO approved first of its kind financial services platform test in Canada
• Canadian securities regulators’ release updated numbers on disarming more than 7,500 fraudulent investment websites
• OSC investor warnings and alerts for February 3 – 24, 2026
• Canadian securities regulators announce amendments to strengthen assurance report requirements for designated benchmarks
• Companies
• Registration and compliance
• Market regulation
• Investment funds
• Tribunal
• Investors
• Topical Guide for Registrants
• Companies
• Registration and compliance
• Market regulation
• Investment funds
• Tribunal
• Investors
• See all news releases
• OSC
• CSA
• Enforcement
• CSA publishes 2025 Systemic Risk Committee Annual Report
• OSC announces new appointments to Board of Directors
• OSC Dialogue
• http://www.osc.ca/en/news-events/events/osc-dialogue-2026-competitive-edge
• OSC Registrant Outreach Seminar
• http://www.osc.ca/en/news-events/events/client-focused-reforms
• http://www.osc.ca/en/investors/investor-research-and-reports/gamification-and-retail-investing-positive-use-cases-and-mitigation-techniques
• http://www.osc.ca/en/securities-law/instruments-rules-policies/5/51-737/osc-staff-notice-51-737-corporate-finance-division-2025-annual-report
• Accessibility at the OSC
• Legal
• Sitemap
• Privacy Statement
• http://www.osc.ca/
• How to register a firm
• How to register an individual
• Business conduct requirements
• Compliance system
• Compliance-related reports, staff notices and email notifications
• Financial requirements
• OSC compliance reviews
• Updating registration information
• Changing registration categories or jurisdictions
• Registration terms and conditions
• Surrendering registration
• Suspending, reinstating and revoking registration
• Transferring registration to another firm
• Registered Firms List
• Fees
• Participation fees
• Activity fees
• Late fees
• National Registration Database (NRD) fees
• Pre-filing a prospectus with the OSC
• Filing a prospectus in Ontario
• Prospectus marketing rules
• Acquisition disclosure when filing a prospectus
• Other prospectus matters
• The exempt market
• Exempt Distributions Summary
• Ontario Exempt Market Dashboard
• Companies that have not delivered annual financial statements
• Specific disclosure requirements for mining and oil and gas companies
• Canadian cannabis industry disclosure requirements
• Take-over bids and issuer bids
• Conflict of interest transactions
• Take-over bid defensive tactics
• Early warning system and alternative monthly reporting system
• Guidelines for requests for consultations with the Department of the Chief Accountant
• Filing due dates calendar for annual and interim filings by reporting issuers
• Form 45-106F1 - Report of Exempt Distribution
• Investment Fund Survey data
• Predecessor self-regulatory organizations
• Investment Industry Regulatory Organization of Canada (IIROC)
• Mutual Fund Dealers Association of Canada (MFDA)
• Exchanges
• Recognized exchanges
• Exempt exchanges
• Swap Execution Facilities and Multilateral Trading Facilities
• Alternative trading systems (ATSs)
• ATSs operating in Ontario
• Recognized clearing agencies
• Exempted clearing agencies
• Canadian Investor Protection Fund (CIPF)
• Predecessor investor protection funds
• Former Canadian Investor Protection Fund (former CIPF)
• MFDA Investor Protection Corporation (MFDA IPC)
• Report on Canadian OTC Derivatives
• Grant opportunities
• Research Grant Competition
• Money received under disgorgement orders issued on or after September 1, 2025
• Active Distributions
• Report of completed distributions to date
• Tips to complete harmed investors forms
• Submission guide
• Technical support for submitting a Whistleblower report
• OSC Dialogue 2025: Future Ready
• OSC Dialogue 2024: Inviting, thriving and secure capital markets
• OSC Dialogue 2023: Regulating with Purpose
• Board Director opportunities
• OSC Service Standards Reporting
• Domestic Memoranda of Understanding (MOUs)
• International Memoranda of Understanding (MOUs)
• Data privacy and the Administrative Arrangement
• Privacy Policy

• Capital Markets Tribunal
• Tribunal hearing schedule
• Tribunal proceedings
• Tribunal resources
• Notices
• Learn more
• Investing Academy
• CSA
• More
• NRD
• SEDI
• CHECK REGISTRATION
• More
• https://www.youtube.com/user/OntarioSecurities
• https://www.instagram.com/getsmarteraboutmoney/
• https://www.linkedin.com/company/ontario-securities-commission
• https://x.com/OSC_News

            Domain Name: OSC.CA
Registrar: Internic.ca Inc.
Domain Status: client transfer prohibited
Domain Status: client update prohibited
Creation Date: 2015-11-18T17:15:10Z
Registry Expiry Date: 2026-11-18T17:15:10Z
Updated Date: 2026-01-02T17:22:05Z
Name Server: DNS1.P04.NSONE.NET
Name Server: DNS2.P04.NSONE.NET
Name Server: DNS3.P04.NSONE.NET
Name Server: DNS4.P04.NSONE.NET
REGISTRAR Contact: Internic.ca Inc.
>>> Last update of RDAP database: 2026-03-16T08:21:29Z         

			#
# robots.txt
#
# This file is to prevent the crawling and indexing of certain parts
# of your site by web crawlers and spiders run by sites like Yahoo!
# and Google. By telling these "robots" where not to go on your site,
# you save bandwidth and server resources.
#
# This file will be ignored unless it is at the root of your host:
# Used:    http://example.com/robots.txt
# Ignored: http://example.com/site/robots.txt
#
# For more information about the robots.txt standard, see:
# http://www.robotstxt.org/robotstxt.html

User-agent: *
# CSS, JS, Images
Allow: /core/*.css$
Allow: /core/*.css?
Allow: /core/*.js$
Allow: /core/*.js?
Allow: /core/*.gif
Allow: /core/*.jpg
Allow: /core/*.jpeg
Allow: /core/*.png
Allow: /core/*.svg
Allow: /profiles/*.css$
Allow: /profiles/*.css?
Allow: /profiles/*.js$
Allow: /profiles/*.js?
Allow: /profiles/*.gif
Allow: /profiles/*.jpg
Allow: /profiles/*.jpeg
Allow: /profiles/*.png
Allow: /profiles/*.svg
# Directories
Disallow: /core/
Disallow: /profiles/
# Files
Disallow: /README.txt
Disallow: /web.config
# Paths (clean URLs)
Disallow: /admin/
Disallow: /comment/reply/
Disallow: /filter/tips
Disallow: /node/add/
Disallow: /search/
Disallow: /user/register
Disallow: /user/password
Disallow: /user/login
Disallow: /user/logout
# Paths (no clean URLs)
Disallow: /index.php/admin/
Disallow: /index.php/comment/reply/
Disallow: /index.php/filter/tips
Disallow: /index.php/node/add/
Disallow: /index.php/search/
Disallow: /index.php/user/password
Disallow: /index.php/user/register
Disallow: /index.php/user/login
Disallow: /index.php/user/logout

# Search Paths
# Search page first results page without filters is allowed, everything else is forbidden.
Disallow: /en/search
Disallow: /index.php/en/search
Disallow: /en/securities-law/instruments-rules-policies?*$
Disallow: /index.php/en/securities-law/instruments-rules-policies?*$
Disallow: /en/securities-law/instruments-rules-policies/1?*$
Disallow: /index.php/en/securities-law/instruments-rules-policies/1?*$
Disallow: /en/securities-law/instruments-rules-policies/2?*$
Disallow: /index.php/en/securities-law/instruments-rules-policies/2?*$
Disallow: /en/securities-law/instruments-rules-policies/3?*$
Disallow: /index.php/en/securities-law/instruments-rules-policies/3?*$
Disallow: /en/securities-law/instruments-rules-policies/4?*$
Disallow: /index.php/en/securities-law/instruments-rules-policies/4?*$
Disallow: /en/securities-law/instruments-rules-policies/5?*$
Disallow: /index.php/en/securities-law/instruments-rules-policies/5?*$
Disallow: /en/securities-law/instruments-rules-policies/6?*$
Disallow: /index.php/en/securities-law/instruments-rules-policies/6?*$
Disallow: /en/securities-law/instruments-rules-policies/7?*$
Disallow: /index.php/en/securities-law/instruments-rules-policies/7?*$
Disallow: /en/securities-law/instruments-rules-policies/8?*$
Disallow: /index.php/en/securities-law/instruments-rules-policies/8?*$
Disallow: /en/securities-law/instruments-rules-policies/9?*$
Disallow: /index.php/en/securities-law/instruments-rules-policies/9?*$
Disallow: /en/securities-law/instruments-rules-policies/0?*$
Disallow: /index.php/en/securities-law/instruments-rules-policies/0?*$
Disallow: /en/securities-law/orders-rulings-decisions?*$
Disallow: /index.php/en/securities-law/orders-rulings-decisions?*$
Disallow: /en/securities-law/osc-bulletin?*$
Disallow: /index.php/en/securities-law/osc-bulletin?*$
Disallow: /en/tribunal/tribunal-hearing-schedule?*$
Disallow: /index.php/en/tribunal/tribunal-hearing-schedule?*$
Disallow: /en/tribunal/tribunal-proceedings?*$
Disallow: /index.php/en/tribunal/tribunal-proceedings?*$
Disallow: /en/tribunal/notices-office-secretary?*$
Disallow: /index.php/en/tribunal/notices-office-secretary?*$
Disallow: /index.php/en/investors/investor-warnings-and-alerts?*$
Disallow: /en/enforcement/court-proceedings?*$
Disallow: /index.php/en/enforcement/court-proceedings?*$
Disallow: /en/news-events/news?*$
Disallow: /index.php/en/news-events/news?*$
Disallow: /en/news-events/events?*$
Disallow: /index.php/en/news-events/events?*$
Disallow: /en/news-events/events/speeches-and-interviews?*$
Disallow: /index.php/en/news-events/events/speeches-and-interviews?*$

# French search pages.
Disallow: /recherche
Disallow: /index.php/recherche
Disallow: /fr/securities-law/instruments-rules-policies?*$
Disallow: /index.php/fr/securities-law/instruments-rules-policies?*$
Disallow: /fr/securities-law/instruments-rules-policies/1?*$
Disallow: /index.php/fr/securities-law/instruments-rules-policies/1?*$
Disallow: /fr/securities-law/instruments-rules-policies/2?*$
Disallow: /index.php/fr/securities-law/instruments-rules-policies/2?*$
Disallow: /fr/securities-law/instruments-rules-policies/3?*$
Disallow: /index.php/fr/securities-law/instruments-rules-policies/3?*$
Disallow: /fr/securities-law/instruments-rules-policies/4?*$
Disallow: /index.php/fr/securities-law/instruments-rules-policies/4?*$
Disallow: /fr/securities-law/instruments-rules-policies/5?*$
Disallow: /index.php/fr/securities-law/instruments-rules-policies/5?*$
Disallow: /fr/securities-law/instruments-rules-policies/6?*$
Disallow: /index.php/fr/securities-law/instruments-rules-policies/6?*$
Disallow: /fr/securities-law/instruments-rules-policies/7?*$
Disallow: /index.php/fr/securities-law/instruments-rules-policies/7?*$
Disallow: /fr/securities-law/instruments-rules-policies/8?*$
Disallow: /index.php/fr/securities-law/instruments-rules-policies/8?*$
Disallow: /fr/securities-law/instruments-rules-policies/9?*$
Disallow: /index.php/fr/securities-law/instruments-rules-policies/9?*$
Disallow: /fr/securities-law/instruments-rules-policies/0?*$
Disallow: /index.php/fr/securities-law/instruments-rules-policies/0?*$
Disallow: /fr/droit-des-valeurs-mobilieres/ordonnances-et-decisions?*$
Disallow: /index.php/fr/droit-des-valeurs-mobilieres/ordonnances-et-decisions?*$
Disallow: /fr/droit-des-valeurs-mobilieres/bulletin-de-la-cvmo?*$
Disallow: /index.php/fr/droit-des-valeurs-mobilieres/bulletin-de-la-cvmo?*$
Disallow: /fr/tribunal/instances-du-tribunal?*$
Disallow: /index.php/fr/tribunal/instances-du-tribunal?*$
Disallow: /fr/tribunal/calendrier-des-audiences-du-tribunal?*$
Disallow: /index.php/fr/tribunal/calendrier-des-audiences-du-tribunal?*$
Disallow: /fr/tribunal/avis-du-bureau-du-secretaire?*$
Disallow: /index.php/fr/tribunal/avis-du-bureau-du-secretaire?*$
Disallow: /index.php/fr/investisseurs/avertissements-et-alertes-lintention-des-investisseurs?*$
Disallow: /fr/application-de-la-loi/instances-judiciaires?*$
Disallow: /index.php/fr/application-de-la-loi/instances-judiciaires?*$
Disallow: /fr/nouvelles-evenements/nouvelles?*$
Disallow: /index.php/fr/nouvelles-evenements/nouvelles?*$
Disallow: /fr/nouvelles-evenements/evenements?*$
Disallow: /index.php/fr/nouvelles-evenements/evenements?*$
Disallow: /fr/nouvelles-et-evenements/evenements/discours-et-interviews?*$
Disallow: /index.php/fr/nouvelles-et-evenements/evenements/discours-et-interviews?*$


User-agent: PowerMapper
Allow: /
        

Technical SEO

On-Page SEO

Content and UX